The b/d would only need to register as an IA if it charged fees for investment advice in addition to commissions for the sale of securities.
If a broker/dealer with an office in this state charges a fee for selling investment research and additional fees in the form of commissions for the sale of securities, it must register as an investment adviser.
However, if it charges fees for investment research sold exclusively to institutions located in this state, it does not need to register as an investment adviser.
A broker/dealer (b/d) must register as an investment adviser (IA) if it charges a fee for selling investment research or any other form of investment advice, even to institutions.
If a person in the business of selling research for free, that person or firm must register as an IA.
If a b/d charges commissions for selling securities and offers investment advice incidental to the sale of securities, the b/d need not register as an investment adviser because it is not compensated for the research.
The b/d would only need to register as an IA if it charged fees for investment advice in addition to commissions for the sale of securities.
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Does Walmart's business practices help or exploit its physical
environment? What steps would you recommend to improve Walmart's
environmental and sustainability record?
Use is the sole democratic aspect of the business sector; small stores fail because Americans prefer Walmart. Compared to its rivals, Walmart offers better, more transparent, and less priced administrations. The transition to Walmart is good for society since Walmart is far more skilled at every aspect of its operation, whereas competing shops closings result in harrowing hard-karma tales.
By October 31, 2022, Walmart will work 10,586 shops and clubs all through 24 countries under 46 different names.
In the US, Canada, Mexico, and Focal America, the business is known as Walmart, though in India administrations, it is known as Flipkart Discount. It works altogether on its own in Chile, Canada, and South Africa.
Since August 2018, Walmart has just possessed a little piece of Walmart Brasil, which changed its name to Grupo Huge in August 2019. Walmart possessed 20% of the organization's portions at that point.
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In 2004, the number of credit card and debit card transactions were quite similar. By 2018, they had very different usage. What do you think caused the variance in growth?.
34% of Americans use credit cards for these kinds of everyday purchases. 71% of Americans who say they mostly use debit cards for everyday purchases have been in credit card debt at one point or are still in credit card debt.
Which of the following is a benefit of using a debit card?
Like a check or cash, you can easily access your money. Your account is debited for the purchase amount. If the card is reported missing before it is used, liability is limited to nothing under federal law. Overdraft and maintenance fees may apply monthly.
Debit cards and checks are not money. They are instructions to the bank for moving funds between accounts. Money is not what a credit card is. It's an identification card that lets you borrow money.
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The economic survey 2018 suggest that the psychological biases
can be used in the realm of tax compliance. It is in favour of using
religious norms such “dying in debt is a sin” to improve tax
compliance.
Identify the related dimensions of business environment.
Answer
(a) Legal and social dimension
(b) Social, and economic dimension
(c) Technological and political dimension
(d) Political and economic dimension
Answer: (a) Legal and social dimension
Explanation:
The Legal dimension of the business environment deals with laws and regulations governing the business environment. Tax compliance will therefore fall under this dimension.
The social dimension includes social structures like culture, tradition and the like. Using religious norms will therefore fall under here as religion falls under social structures.
Adanya's marginal tax rate is 37% and she is trying to decide whether to invest in tax-exempt bonds which pay 5% interest or taxable bonds paying 7% interest. The bonds have equivalent risk. Which of the bonds would yield the highest amount of income after taxes? (explain)
The after-tax yield on the tax-exempt bonds is equal to the pre-tax yield of 5%.
the taxable bonds paying 7% interest would yield the highest amount of income after taxes for adanya.
adanya's marginal tax rate is 37%. when comparing the tax-exempt bonds and taxable bonds, we need to consider the after-tax yield.
for the tax-exempt bonds, the interest income is not subject to federal income tax. for the taxable bond , the interest income is subject to federal income tax. to calculate the after-tax yield, we need to subtract the tax liability from the pre-tax yield. since the marginal tax rate is 37%, the tax liability on the taxable bonds would be 37% of the interest income.
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Which of the following is an output device? DVD-ROM Touchpad Hard drive Printer
The printer should be considered an output device.
The following information should be considered for an output device:
The output device is the device that transforms the information into a human-readable form. The example of the output devices includes monitor, printer, plotters, speakers, etc.Therefore we can conclude that the printer should be considered an output device.
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All else being equal, which would be less valuable: a December put option on a small cap tech stock or a December put option on a large cap healthcare stock?
All else being equal, a December put option on a small cap tech stock would be less valuable than a December put option on a large cap healthcare stock.
This is because small cap tech stocks tend to be more volatile and risky than large cap healthcare stocks. Therefore, the market perceives a greater risk of price fluctuations and uncertainty in the small cap tech stock, which would require a higher premium to purchase a put option.
On the other hand, large cap healthcare stocks are typically more stable and less prone to sudden price movements, making them a less risky investment. As a result, the market perceives less risk in the large cap healthcare stock and the put option would require a lower premium.
Overall, the value of a put option depends on a variety of factors, including the underlying stock's volatility, market sentiment, and current market conditions.
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how do you find your claimant id number for unemployment
Answer:
The Claimant ID can be found in the upper-right of the UI Finding letter, as well as other letters received from IDES. Fraud victims can use the information from a fraudulent UI Finding letter to report the case to IDES.
Explanation:
hope this helps you if it does please mark brainliest
Attorneys suing Chiquita believe that the most ethical choice for a company facing violent threats at an overseas business unit is to: a.make questionable payments to political groups. b.offer bribes to top leaders of the host country. c.do nothing. d.suspend all business activities and exit the country.
Answer: d. suspend all business activities and exit the country.
Explanation:
Chiquita Brands International is simply a multinational corporation that delas with fruit production. While in Columbia, the company was involved in bribery which was due to the political unrest in the country.
In order to keep the guerilla fighters away from their workers, Chiquita has to bribe them which later resulted in a court case. Attorneys suing Chiquita believe that the most ethical choice for a company facing violent threats at an overseas business unit is to suspend all business activities and exit the country.
The most ethical choice for a company facing violent threats for option d.
Ethical choices:Chiquita Brands International should be the multinational corporation that deals with the production of fruit . While in Columbia, the company was included in bribery because of the political unrest in the country. For keep the guerilla fighters away from their workers, Chiquita has to bribe them that leads in a court case.
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ollowing are the transactions of a new company called Pose-for-Pics. Aug. 1 Madison Harris, the owner, invested $5,250 cash and $22,575 of photography equipment in the company in exchange for common stock. 2 The company paid $2,300 cash for an insurance policy covering the next 24 months. 5 The company purchased office supplies for $998 cash. 20 The company received $3,000 cash in photography fees earned. 31 The company paid $866 cash for August utilities. Prepare general journal entries for the above transactions.
Answer and Explanation:
The Journal entries are shown below:-
On Aug 1
Cash Dr, $5,250
Photography equipment Dr, 22,575
To Common stock 27,825
(Being the exchange of common stock is recorded)
On Aug 2
Prepaid insurance Dr, $2,300
To Cash $2,300
(Being cash paid is recorded)
On Aug 5
Office supplies Dr, $998
To Cash $998
(Being cash paid is recorded)
Aug 20
Cash Dr, $3,000
To Photography fees earned $3,000
(Being cash received is recorded)
On Aug 31
Utilities expense Dr, $886
To Cash $886
(Being cash paid is recorded)
Helpp plz Calculate this mortgage payment.
Which type of checking account pays interest on the mean balance of the
account during a particular cycle?
A. Average balance account
B. Cost-per-check account
C. Minimum balance account
D. Free account
Answer:
A. Average Balance Account
Explanation:
Average balance account is a type of checking account that pays interest on the mean balance of the account during a particular cycle. Thus, option A is the correct option.
What Is a Checking Account?An account with a financial institution called a checking permits both deposits and withdrawals. Checking accounts, also known as demand accounts or transactional accounts, are relatively liquid and may be accessed in a variety of ways, including through cheques, automated teller machines (ATMs), and electronic debits.
A checking account varies from other bank accounts in that it frequently permits unrestricted withdrawals and deposits, although savings accounts may occasionally place restrictions on both. Anybody who frequently wishes to make withdrawals or transactions from a bank account can benefit from having a checking account. A checking account can usually be opened relatively quickly and easily. You can apply online or in person at a bank office.
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Marketing has not always been viewed as an important part of business.
O True
O False
This is true that marketing has not always been viewed as an important part of business.
What is marketing?Marketing has not always been viewed as an important part of business. In fact, in the early days of capitalism, businesses primarily focused on production and viewed marketing as a secondary activity. It was not until the early 20th century that marketing began to be recognized as a distinct and important function of business.
The emergence of mass production, mass communication, and mass distribution systems in the early 20th century created a need for businesses to differentiate themselves from their competitors and reach out to their target customers through advertising and other promotional activities. This led to the growth of the advertising industry and the development of marketing as a key business function.
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Which is the definition of competitiveness?
Responses
1. the ability to create an environment built on support and encouragement
2. steadfastness and commitment in achieving a goal
3. doing something that might result in loss to achieve business goals
4. the property of having a strong desire for success and achievement
You have a budget of $ 50 . For the purpose of this question, there ate two goods thut you can potentially buy: Pohernon cards and Magic the Gathering cards. In the secondary maket twhich is the
The question asks for a clear and concise answer regarding the goods that can be bought with a budget of $50. The two potential options are Pokemon cards and Magic the Gathering cards in the secondary market.
When deciding between Pokemon cards and Magic the Gathering cards, it is important to consider various factors such as personal preference, value, and availability.
1. Personal Preference: Consider which card game appeals to you more. Are you a fan of Pokemon or Magic the Gathering? Choosing a game that you enjoy playing or collecting will make your purchase more satisfying.
2. Value: Research the prices and value of both Pokemon and Magic the Gathering cards in the secondary market. Compare prices and consider the potential for future value appreciation. Keep in mind that certain cards may be more valuable due to their rarity, popularity, or competitive playability.
3. Availability: Check the availability of both Pokemon and Magic the Gathering cards within your budget. Some cards may be harder to find or more expensive than others, so consider what options are readily available within your price range.
Ultimately, the decision between Pokemon cards and Magic the Gathering cards depends on your personal preferences, the value of the cards, and their availability. It's important to do some research and consider these factors before making a purchase.
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Explain why it (information technology) has become a vital part of all businesses?.
Information technology has become a vital part of all companies as they are indispensable tools for the administration and management of data, which allows to have an order and control of all the tasks that are performed every day.
Information technology is of great benefit to any company since it allows you to save work thanks to the automation of processes which allows an improvement in the administrative area and its service is more efficient.
What is information technology?They are tools which help society (people and companies) to have a better development and growth relating effectively.
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Why are wages and salaries generally determined by the market for labor?
According to maximum economics textbooks, our wages and salaries are decided similar to another price: with the aid of using deliver and call for. People deliver their labor, and organizations call for it, growing a marketplace for labor.
Many dealers and shoppers of exertions services. Consequently, salary and salaries are decided by the intersection of the call for exertions and the deliver for exertions. A curve displaying the one-of-a-kind portions of exertions employers are inclined to lease at one-of-a-kind salary quotes in a given time period, ceteris paribus.
Wages are determined via way of means of deliver and demand, however they may be encouraged via way of means of an extensive kind of factors, along with the price of dwelling in a selected area, the presence of a union and the present-day minimal wage.
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The column headed by a check mark in a checkbook register is provided so you can make a note of your checks that have bounced.
T or F
Arianna went shopping for a new video game because of a sale. The price on the tag was $32, but Arianna paid $20. 80 before tax. Find the percent discount.
In this case, Arianna received a discount of approximately 35% on the video game she purchased during the sale.
To find the percent discount, we need to determine the difference between the original price and the discounted price, and then calculate that difference as a percentage of the original price. The original price of the video game was $32, and Arianna paid $20.80 before tax.
Discount = Original Price - Discounted Price
Discount = $32 - $20.80 = $11.20
Now, to find the percent discount, we divide the discount by the original price and multiply by 100:
Percent Discount = (Discount / Original Price) * 100
Percent Discount = ($11.20 / $32) * 100 ≈ 35%
the percent discount Arianna received on the video game is approximately 35%.
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select four functions of a healthcare social worker
Answer:
make home visitsexplain medical instructionsfacilities therapy groupsadvocate for patientsThe theory of purchasing power parity states that a unit of a country's currency should be able to buy the same quantity of goods in foreign countries as it does in the domestic economy. True or False?
the following statement is true
purchasing power parity (PPP) is the concept that goods in a single u . s . will cost the same overseas, once their trade fee is implemented. in step with this idea, currencies are at par while a marketplace basket of goods is valued the same in each countries.
The idea of purchasing power parity states that a unit of a country's currency need to have the ability to shop for the same amount of products in overseas international locations as it does inside the home economy. Purchasing power parity says that the nominal trade fee have to identical the actual exchange rate.
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What will the real value of $100 be in 7 years if you hide the money under your mattress and the inflation rate is 2%
The real value of the money after 7 years, if the money is hidden under the mattress and the inflation rate, is $ 86. 81.
How to find the real value ?If the inflation rate is 2%, the value of money is expected to decrease by 2% per year.
In 7 years therefore, you can use the future value formula to find the real value of the money to be :
= Value today x ( 1 - rate ) ^ number of years
This gives:
= 100 x ( 1 - 2 % ) ⁷
= $ 86. 81
This means that if you hide $100 under your mattress today, in 7 years, its real value will be $86.81 in terms of what it can buy.
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PLEASE HELP ME!!!!
Agricultural managers need to
possess which of the following
skills?
A. The ability to start a business from scratch.
B. Understanding of the different kinds of
economies in the world.
C. Vast knowledge of equipment, shipping and
storage of products.
D. A masters degree in business administration.
Answer:
C. Vast knowledge of equipment, shipping andstorage of products.Explanation:
the other answer is wrong, i j did this in my acellus
What should you avoid using when writing a formal email?
O An official signature
O Emojis
O Familiar acronyms
O Last names
Answer:
emojis
Explanation:
if a customer segmentation tool supports integration, what is it able to do?
If a customer segmentation tool supports integration, it means that it can be easily integrated with other tools and platforms to streamline the segmentation process and improve the accuracy of the results. Integration allows the tool to pull in data from various sources, such as customer relationship management (CRM) systems, marketing automation platforms, and social media channels, to create a more comprehensive view of the customer.
This integration capability allows the tool to analyze customer behavior across multiple channels and touchpoints, which helps to identify patterns and trends that can inform segmentation strategies. For example, by integrating with a CRM system, the segmentation tool can identify high-value customers based on their purchase history and create segments that are tailored to their needs and preferences.
Integration also enables the segmentation tool to deliver more personalized experiences to customers. By integrating with a marketing automation platform, the tool can use customer data to create targeted campaigns and messaging that resonates with specific segments.
In summary, a customer segmentation tool that supports integration is able to provide more comprehensive customer insights and deliver more personalized experiences. It enables marketers to streamline the segmentation process and create more effective segmentation strategies that drive business results.
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What are the 4 processes of artificial intelligent?
Self Aware, limited Memory, theory of mind and reactive Machines these are the 4 processes of artificial intelligence.
What precisely is AI?Computer software that imitates certain facets of human intelligence is known as artificial intelligence, or AI. Think about a program that suggests books to read based on the books you've purchased or a robot vacuum that can at least understand the basics of its environment.
How significant is AI, exactly?The amount of data produced today, by both humans and machines, considerably exceeds the capacity of humans to comprehend, understand, and base complicated decisions on that data. The future of all complicated decision-making and the foundation for all computer learning is artificial intelligence.
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the opening of a commercial bank in the united states a. does not require a charter. b. always requires a charter from the federal government. c. requires a charter from both the state and the federal government. d. requires a charter from a state or the federal government. e. always requires a charter from a state government.
The opening of a commercial bank in the united states option d. requires a charter from a state or the federal government.
What is the demand for the opening of a commercial bank in the US?In the United States, the opening of a commercial bank requires a charter from either the state or the federal government, depending on the type of bank and the state in which it operates.
National banks, for instance, are chartered by the federal government, while state-chartered banks are chartered by the individual states in which they function. Both types of banks are subject to regulation and oversight by various federal agencies, including the Federal Reserve System and the FDIC.
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Several theories try to account for the existence of the informal sector: a legalistic/libertarian approach, a structuralist approach, and a survivalist approach. Give a one-sentence overview of each. Why does understanding each theory matter?
By considering the legalistic/libertarian, structuralist, and survivalist perspectives, a more comprehensive understanding of the informal sector can be developed.
The legalistic/libertarian approach posits that the informal sector exists due to excessive government regulation and intervention, which drives individuals and businesses to operate informally to avoid bureaucratic constraints.
The structuralist approach asserts that the informal sector is a result of structural issues within the economy, such as income inequality, underemployment, and limited opportunities for formal employment.
Lastly, the survivalist approach suggests that the informal sector exists as a means for individuals to make a living and meet their basic needs when formal employment opportunities are scarce or unavailable.
Understanding each theory matters because it enables policymakers and stakeholders to address the root causes of the informal sector's existence and develop appropriate strategies to reduce its negative effects, such as tax evasion and labor exploitation, while fostering the positive aspects, like entrepreneurship and self-reliance.
By considering the legalistic/libertarian, structuralist, and survivalist perspectives, a more comprehensive understanding of the informal sector can be developed, ultimately leading to better-informed policy decisions and interventions.
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3.6.2 Teut (COT): The Pret la foi
Question 1 of 25
2 Points
Which of the following has the lowest housing prices and the smallest
population density?
O A. Inner-city neighborhoods
B. Rural areas
O C. Suburban developments
O D. High-rise apartments
The correct answer is B. Rural areas
Explanation:
High population densities, as well as high housing prices, are mainly found in cities or nearby areas as most jobs and industries are located in these areas. This increases not only the number of people that live in these zones but also the price of housing as the prices of properties are higher due to a higher demand. This means, zones such as inner-city neighborhoods, suburbs, and similar are highly populated and the house prices are high.
On the other hand, nowadays rural areas have a small population density because most people are not interested in living in rural areas as it would take more time to get to cities where jobs and major industries are. Similarly, the housing prices are lower because the demand or number of people interested in buying properties is lower, which makes general housing prices lower.
please help me i cant solve this :(
Answer: 25% is your answer
Explanation: (Simplify) 150/600 = 0.25 = 25%
I hope this helps! :)
If this price is increased by %, what is the approximate percentage change in demand?
Price elasticity is a measure of how responsive the quantity demanded or supplied of a good is to a change in its price. It is computed by dividing the percentage change in quantity demanded (or supplied) by the percentage change in price.
Elasticity can be categorized into five broad groups: perfectly elastic, elastic, perfectly inelastic, inelastic, and unitary. A demand or supply is considered elastic if the elasticity is greater than one, which means that there is a high responsiveness to changes in price.
Unitary elasticity is when the percentage change in quantity demanded (or supplied) is equal to the percentage change in price.
Understanding price elasticity is crucial in economics as it helps determine the behavior of consumers and producers in response to changes in price.
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