Approval of new accounts for finra member firms can be performed by the? i registered representative ii branch office manager iii financial and operations principal
Answers
The correct answer is Branch Office Manager
An executive who oversees a specific location or branch office of a bank or other financial services provider is referred to as a branch manager. Typically, branch managers are in charge of all aspects of that branch office, including hiring staff, supervising the approval of loans and lines of credit (LOCs), marketing, cultivating relationships in the neighborhood to draw in customers, assisting with customer service, and making sure the branch achieves its goals and objectives on schedule. An employee who manages a bank or other financial institution's branch's operations is known as a branch manager. Managing resources and personnel, creating and achieving sales targets, providing customer service, and increasing the location's income are all duties that fall within the purview of the branch manager.
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Related Questions
Who developed teaching strategies gold?
Answers
Teaching Strategies GOLD was developed by Teaching Strategies, LLC, it is used to assess and track the development and progress of young children in a variety of areas, including language and literacy, math, and social-emotional development.
Teaching Strategies GOLD is a widely used assessment system for preschool and kindergarten students. The system is based on the latest research in early childhood education and is aligned with state and national standards.
The system includes a comprehensive set of tools and resources that help teachers observe, document, and assess children's development and progress. These tools include assessments, checklists, and rating scales that are designed to be easy to use and to provide accurate and reliable information about children's skills and abilities.
Teaching Strategies GOLD is designed to be flexible and can be used in a variety of settings, including preschools, kindergartens, and child care centres. It is also designed to be used in conjunction with other teaching and learning materials and resources. The system is constantly being updated and refined based on the latest research and feedback from educators.
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How does your performance and style as a leader enable you to be
an effective leader? How do these styles inform the way you
implement change?
Include your own experience as well as two citations tha
Answers
As a leader, your performance and style play a critical role in your effectiveness. An effective leader needs to have strong communication skills, a clear vision, and the ability to motivate and inspire their team.
My leadership style is participative, where I involve team members in decision-making and encourage their input. This approach ensures that everyone feels valued and has a sense of ownership over the work they do.
Additionally, I am an empathetic leader. I listen to my team members and make an effort to understand their perspectives, needs, and concerns. This approach allows me to build strong relationships with my team members and creates a positive work environment.
In terms of implementing change, my leadership style and performance inform the way I approach this process. I take a collaborative approach, involving my team members in the process of identifying problems and proposing solutions. This approach ensures that everyone has a stake in the change and is committed to its success. Additionally, my empathetic leadership style allows me to anticipate any concerns or resistance to change and address them proactively. Through my experience as a leader, I have learned that there is no one-size-fits-all approach to leadership. Different situations call for different leadership styles and approaches. As such, I strive to remain flexible and adaptable in my leadership style while staying true to my core values and principles.
Citations:
1. Northouse, P. G. (2019). Leadership: Theory and practice (8th ed.). SAGE Publications, Inc.
2. Goleman, D. (2004). What makes a leader? Harvard Business Review, 82(1), 82-91.
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Name three primary objectives for human resource departments on social media.
Answers
Answer:
Three common objectives for HR social media are strong internal social media platforms supporting the corporate culture, building internal social media channels and personas representing employees, and establishing a strong brand name on the main social media platforms supporting the business strategy.
Explanation:
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Economists who believe tax policy has a big effect on employment and potential GDP are called:
A. libertarians.
B. demand-siders.
C. fiscalists.
D. supply-siders.
Answers
The correct answer is Option D. Economists who believe tax policy has a big effect on employment and potential GDP are called supply-siders.
Supply-side economics is an economic theory that emphasizes the importance of increasing the supply of goods and services as a means of stimulating economic growth. Supply-siders believe that reducing tax rates, especially for businesses and investors, can stimulate investment, production, and employment, leading to higher economic growth and potential GDP. Therefore, economists who believe that tax policy has a big effect on employment and potential GDP are called supply-siders.
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The employees at a local fast food restaurant all have an unspoken agreement that, even though it is not supposed to happen, they don't clock out for their breaks. what is guiding their behavior?
Answers
The workers at a local fast-food chain all have an unspoken agreement that they don't clock out for their breaks, even though it's not meant to happen. Norms are guiding their behavior.
In the social sciences, norms are a core concept. They are most frequently described as socially enforced expectations or regulations.
Prescriptive norms encourage positive conduct, such as "be honest," whereas proscriptive norms discourage harmful behavior, such as "do not cheat."
Society's structure is maintained through norms. Without social standards, it is hard to imagine how human civilization would function. Humans require norms to control and regulate their conduct, to maintain social connections' regularity and order, and to make sense of and comprehend each other's behavior.
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Police are investigating the site of a convenience store robbery. The glass door was
broken, and it looks as if several packages of cigarettes are missing from behind the
counter. One police officer notices a man walking past the store and gets an odd
feeling about him. He stops the man and insists on searching his pockets. Inside the
man's pockets, police find several packs of cigarettes. They arrest the man and
charge him with the crime. Unfortunately, the judge throws out the charges. What is
MOST likely the judge's reason for dismissal?
A-The man is under 18 years old.
B-The man did not have money to post bail.
C-The policeman did not have probable cause to search the man.
D-The policeman did not have enough evidence that the man was the robber.
Answers
The MOST likely judge's reason for dismissal is the policeman did not have enough evidence that the man was the robber. Thus the correct option is D.
What is Robbery?Theft or robbery is defined as the stealing of someone else's property without their permission and using force or a threat of force that exhibits fear in them to perform any action against them.
To prove a crime against someone requires one to submit enough evidence which helps to establish the claim as the justice system is based on evidence not on arguments.
In the given case, police found the activity of the men suspicious as they found cigarette packets from him. There is no evidence that he has stolen the cigarette packets might be possible he has purchased them.
So due to a lack of evidence against the person the Judge dismissal the case. Therefore, option D is appropriate.
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Distinguish between 'value' and 'price'.
Answers
Because an insurance policy is a legal contract, it must conform to the state laws governing contracts which require all of the following elements EXCEPT?
Answers
All of the following, with the exception of conditions, are required.
Describe insurance.One party will agree to compensate another in the event of a certain loss, damage, or injury in exchange for a fee in order to safeguard oneself from financial loss. It is a risk management technique that is typically used to guard against the danger of a hypothetical loss that may or may not materialise.
An underwriter, insurer, firm, or carrier is a company that provides insurance. A person or organisation that obtains insurance is known as a policyholder, whereas a person or organisation that the policy protects is known as an insured.
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Which of the following demonstrates responsibility?
a nurse who gets along well with his coworkers
a manager who makes customers happy by keeping a positive attitude
a technician who knows how to operate a machine
a doctor who stays late to get her work done on time
Answers
Answer:It's D a doctor who stays late to get her work done on time
Explanation:
Select the correct answer. Which sales channel is the most effective for a business that has a small scale of operations? a A. telemarketing B. hiring agents C. flea markets D. franchising E. multilevel marketing
Answers
Answer:
franchising marketing
What does franchisor mean?
A.
a person who allows another person to use a brand name for a fee
B.
a person who rents one of the units of a hotel chain
C.
a person who owns a hotel chain and rents out a unit for a fee
D.
a person who obtains permission to use a brand name for a fee
Answers
Answer:
The correct answer is C) A person who owns a hotel chain and rents out a unit for a fee.
Answer:
The answer should be A
Explanation:
What do fulfillment centers do
Answers
Answer:
Fulfillment centers handle the logistics required to get an order to a customer's doorstep, eliminating the need for you to package, address, and ship each order yourself.
Explanation:
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you have decided that you want to attend a costume party as your favorite marvel character. you estimate that it will cost $60 to assemble your costume. after spending $60 on the costume, you realize that the additional pieces you need will cost you $35 more. the marginal cost of completing the costume is .
Answers
The marginal cost of completing the costume is $35.
The difference in overall production costs caused by creating or producing one more unit is known as the marginal cost.
We have given in the question,
Estimate cost = $60
Spending on costume = $60
Additional pieces cost = $35
To find out the marginal cost of completing the costume is:
We know where we consume $60 and we spent that all then $35 need more
So here we can say that marginal cost is the cost added for getting an additional unit of product or service.
And the last products demanded costs = $35
Therefore, it is the marginal cost i.e $35.
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a designated amount of time and money to account for parts of the project that cannot be predicted such as major disruptions in the project caused by a hurricane. this is known as a(n)
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A designated amount of time and money to account for parts of the project that cannot be predicted such as major disruptions in the project caused by a hurricane is known as a contingency reserve.
A contingency reserve is a part of the project budget that is set aside to cover unexpected events or circumstances that may arise during the course of the project. These events may include unforeseen delays, disruptions, or changes to the project scope that could impact the project's timeline or budget.
Contingency reserve is important because it allows project managers to plan for the unexpected and mitigate risks. It provides a safety net to cover any unexpected costs or delays and helps ensure that the project can still be completed on time and within budget even if unexpected events occur.
The amount of contingency reserve needed for a project will depend on the nature of the project and the potential risks involved. A project with a higher level of risk may require a larger contingency reserve to ensure that the project can still be completed successfully in the face of unexpected events.
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a project that provides annual cash flows of $17,800 for eight years costs $84,000 today. what is the npv for the project if the required return is 7 percent? (do not round intermediate calculations and round your answer to 2 decimal places, e.g., 32.16.) at a required return of 7 percent, should the firm accept this project? multiple choice 1 accept reject what is the npv for the project if the required return is 19 percent? (a negative answer should be indicated by a minus sign. do not round intermediate calculations and round your answer to 2 decimal places, e.g., 32.16.) at a required return of 19 percent, should the firm accept this project? multiple choice 2
Answers
The NPV of the project when the required return is 7% is $22,289.11. The project should be accepted at a required return of 7%.
The NPV of the project when the required return is 19% is $-13,612.29. The project should not be accepted at a required return of 19%.
What is the NPV?
Net present value is the present value of after-tax cash flows from an investment less the amount invested. Only projects with a positive NPV are profitable and should be undertaken by the firm.
NPV when required return is 7% = -84,000 + 17,800 / 1.07 + 17,800 / 1.07² + 17,800 / 1.07³ + 17,800 / 1.07^4 + 17,800 / 1.07^5 + 17,800 / 1.07^6 + 17,800 / 1.07^7 + 17,800 / 1.07^8 = $22,289.11
NPV when required return is 19% = -84,000 + 17,800 / 1.19 + 17,800 / 1.19² + 17,800 / 1.19³ + 17,800 / 1.19^4 + 17,800 / 1.19^5 + 17,800 / 1.19^6 + 17,800 / 1.19^7 + 17,800 / 1.19^8 = $-13,612.29
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1. Which is an example of fiscal policy?
A. preventing unions from going on strike
B. raising taxes in order to cover a budge deficit
C. Restricting the amount of money that banks can lend
D. increasing the level of minimum wage
2. Which is an example of fiscal policy?
A. decreasing the interest rates on loans charged to car companies
B. deploying troops to help citizens cope with natural disaster
C. going into debt to buy a large number of vehicles
D. limiting the number of foreign cars that can be sold in the United Stats
Answers
Answer:
A. decreasing the interest rates on loans charged to car companies
red when choosing a form of ownership
o
Read the scenario below and answer the questions that follow
SHINING STAR BUS COMPANY (PTY) Ltd
Shining Star Bus Company (Pty) Ltd transport passengers to different provinces at a
reasonable price. The management of the company wants to convert the company into a
company that will allow them to sell shares to the public through the Johannesburg
Security Exchange(JSE).
1.6.1 Identify TWO forms of ownership that are represented by the scenario above
Motivate your answer by quoting from the scenario.
Answers
Answer:
see below
Explanation:
1. Private Limited Company
A private limited company is an acknowledged legal entity whose shares are held privately by the founders. The shareholders are the owners. They are not allowed to trade their shares to the public through the security exchange. SHINING STAR BUS COMPANY (PTY) Ltd is currently a limited private company. Transfer of shares has to be between the existing shareholders, the bus company, and requires authorization. The shareholders have limited liability to the company's debts and are entitled to a share in the company profits.
2. Public Limited Company
A public limited company is recognized as a legal and separate entity from its owners. Unlike a private limited company, the shares of a public limited company are traded in the security exchange markets. It means ownership of a public company is open to the public. The management of SHINING STAR BUS COMPANY (PTY) Ltd wants to convert it to a public limited company. After the conversion, its shares will be traded at the Johannesburg Security Exchange(JSE).
Which of these is reported first on a balance sheet?
Answers
All assets are stated first, followed by liabilities (typically in order of liquidity1). Each future economic gain held or managed by the corporation (its assets) as well as its obligations (liabilities) are depicted. (Optin B)
What is a balance sheet?A balance sheet is a summary of an individual's or organization's financial balances, whether it is a sole proprietorship, a commercial partnership, a corporation, a private limited company, or another organization such as a government or not-for-profit agency.
A balance sheet provides a picture of your company's financial situation at any given time. A balance sheet, together with an income statement and a cash flow statement, may assist business owners in evaluating their company's financial status.
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What is a major function of the public sector
Answers
Answer:
Public sector provides many services such as; education, health and social care.
Which of the blocks in the nominal interest rate stack accounts for the fact that I (your professor) might be charged a lower rate than you for the same loan?
Answers
The block in the nominal interest rate stack that accounts for the fact that your professor might be charged a lower rate than you for the same loan is credit risk.
Credit risk measures the lender's assessment of the borrower's ability to repay the loan. If your professor has a better credit rating than you, then he may be able to get a lower interest rate.
Lenders also consider other factors when determining the interest rate, such as the amount of the loan, the length of the repayment period, and the type of collateral used for the loan. All of these factors may influence the interest rate your professor receives, allowing him to get a lower rate than you.
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waldo and fern are negotiating their divorce settlement. waldo has offered to pay fern $12,000 each year for a guaranteed 10 years. what are the tax implications of this pro
Answers
It's important for Waldo and Fern to understand the tax implications of their divorce settlement to ensure compliance with tax laws and make informed decisions.
In regards to the tax implications of Waldo's offer to pay Fern $12,000 each year for 10 years as part of their divorce settlement, there are a few things to consider.
Firstly, it's important to note that I am not a tax professional, so it's always best to consult with a tax advisor for personalized advice. However, I can provide some general information.
The tax implications will depend on several factors, such as the nature of the payments and the tax laws in their specific jurisdiction. In many countries, alimony or spousal support payments are typically taxable income for the recipient and deductible for the payer.
If the payment from Waldo to Fern is considered alimony or spousal support under their local tax laws, Fern would need to report the $12,000 received each year as taxable income. Meanwhile, Waldo may be able to deduct the $12,000 payment from his taxable income.
It's worth mentioning that tax laws can vary between jurisdictions, so it's crucial for Waldo and Fern to consult with a tax professional or attorney familiar with their local tax regulations. They can provide more specific information and advice tailored to their individual situation.
Overall, it's important for Waldo and Fern to understand the tax implications of their divorce settlement to ensure compliance with tax laws and make informed decisions.
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Assets
Liabilities
Reserves
$100,000
Deposits
$400,000
Bonds
$250,000
Loans
$50,000
Using the table above, if the reserve requirement is 20%, then the total amount the bank could create is
$40,000.
$60,000.
$100,000.
$340,000.
$1,800,000.
Answers
If the reserve requirement is 20%, then the total amount the bank could create is: C. $100,000.
What is the total amount the bank could create?The total amount the bank could create depends on the reserve requirement and the amount of deposits.
The reserve requirement is 20%, which means that the bank must hold 20% of the deposits as reserves.
The deposits are $400,000, so the required reserves are:
$400,000 x 0.20 = $80,000
The bank currently has $100,000 in reserves, which is more than the required reserves. Therefore, the bank has excess reserves of:
$100,000 - $80,000 = $20,000
The maximum amount the bank could create in new loans is equal to the excess reserves divided by the reserve requirement:
$20,000 / 0.20 = $100,000
Therefore, the total amount the bank could create is $100,000.
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Burger Bomb is a new hamburger restaurant. In order to compete successfully against its many competitors, Burger Bomb has decided to focus on quality and an interesting, unique menu that uses locally sourced, organic ingredients. This is known as Burger Bomb's ______.
Answers
Answer: Strategy
Explanation:
The strength and sustainability of a business is dependent on it's strategy. Strategy is defined as method or pattern of doing a task to make it unique or different from what is obtainable most times. Most new or old businesses thriving today are strengthened by how strategic they have been.
What is a tagline?
(Principles Of Business Management)
Answers
Answer:
Explanation:
A tagline is a short phrase used in marketing campaigns of a business to sum up the value of a brand or its products and create a positive brand impression.
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Why is engaging communication a two-way process?
Why are words alone not enough to communicate effectively?
Answers
Answer:
Explanation:
You need 2 people to have a conversation, not just words. You can’t just be in and empty room and just talk. You need someone else to talk to you.
How can a manager encourage an employee to get more "life out of their current work-life balance strategy
A
take a walk around the block
B.
take a nap in the office's nap room
C. ignore emails when theyre not on call
D.
add a couple extra shifts to their schedule this week
Answers
Answer:
d B)
Explanation:
Answer:
A) Take a walk around the block
... its literally the only positive response lol
Explanation:
Patty’s Pottery Company decided to sell its coffee mugs in the local coffee shop. What marketing decision was this?
Question 10 options:
Place
Promotion
Product
Price
Answers
Answer:
A- Place
Explanation:
Place refers to distribution or the methods and location.
if interest rate parity exists, and transaction costs do not exist, the money market hedge will yield the same result as the ____ hedge.
Answers
If interest rate parity exists and transaction costs do not exist, the money market hedge will yield the same result as the forward hedge
Interest rate parity refers to the equilibrium condition in which the interest rate differentials between two countries equal the expected exchange rate differentials. In this scenario, if transaction costs are absent, a money market hedge can be employed to offset foreign exchange risk. This involves borrowing or lending funds in the foreign currency to eliminate the exposure. However, when comparing the results, the money market hedge will be equivalent to a forward hedge. A forward hedge involves entering into a forward contract to buy or sell foreign currency at a predetermined exchange rate at a future date, mitigating the risk of exchange rate fluctuations.
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How can we apply accounting and bookkeeping in our daily lives?
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Which situation describes an oligopoly market structure? A. One company builds and sells all of the cars available in a developing country. B. Many different vendors sell the same few T-shirt designs to fans at a concert. C. Solar panels are only available from two companies operating in a country. D. A government gives one company full control over water treatment in a city.
Answers
Answer:
Answer C
Explanation:
Answer:C)
Explanation:just got it right<3